MCP server

Brokercheck

io.github.pipeworx-io/brokercheck

Checked 26 Oct 2026, 08:29 UTC · Connected to it and listed its tools

FINRA BrokerCheck MCP — individual broker / adviser and firm disciplinary lookup

Working at last checkOfficial: pipeworx.io's GitHub account (pipeworx-io)About 26,967 tokens per request once connected45 tools

https://gateway.pipeworx.io/brokercheck/mcp

At a glance

Type: MCP server
Publisher: pipeworx.io (verified by the MCP Registry)
Status: Working at last check
Tools: 45
Token cost: About 26,967 tokens per request
Sets up in: Claude Code, Claude Desktop, Codex, Gemini CLI, Cursor, VS Code, Antigravity, ChatGPT, OpenAI API, Grok
Last checked: 26 Oct 2026, 08:29 UTC

Opens the app, which shows the server and asks you to confirm. For other apps, copy the setup below.

Claude Code

claude mcp add --transport http brokercheck https://gateway.pipeworx.io/brokercheck/mcp

Claude Desktop

Settings → Connectors → Add custom connector, and paste the URL.

Codex (config.toml)

[mcp_servers.brokercheck]
url = "https://gateway.pipeworx.io/brokercheck/mcp"

Gemini CLI

{"mcpServers":{"brokercheck":{"httpUrl":"https://gateway.pipeworx.io/brokercheck/mcp"}}}

Cursor

{"mcpServers":{"brokercheck":{"url":"https://gateway.pipeworx.io/brokercheck/mcp"}}}

VS Code

{"servers":{"brokercheck":{"type":"http","url":"https://gateway.pipeworx.io/brokercheck/mcp"}}}

Antigravity

agy mcp add brokercheck https://gateway.pipeworx.io/brokercheck/mcp

ChatGPT

Settings → Apps & Connectors → Advanced settings: turn on Developer mode, then Create a connector and paste the URL. Which plans can do this varies.

OpenAI API (Responses tools)

{"type":"mcp","server_label":"brokercheck","server_url":"https://gateway.pipeworx.io/brokercheck/mcp","require_approval":"always"}

Grok (xAI API tools)

{"type":"mcp","server_label":"brokercheck","server_url":"https://gateway.pipeworx.io/brokercheck/mcp"}

brokercheck_individual_detail ~219 tokens
Get the full FINRA BrokerCheck profile for one individual broker/adviser rep by CRD number (from brokercheck_search_individual). Returns employment history (current + previous firms) and, when present, the actual disclosure EVENTS — each with event date, disclosure type (e.g. Customer Dispute, Regul
brokercheck_search_firm ~178 tokens
Search brokerage / broker-dealer firms by name via FINRA BrokerCheck. Returns matching firms with CRD number, SEC number, registration scope, a disclosure flag (has_disclosures — the firm has reported regulatory/disciplinary events), and branch count. Per-name lookup only.
brokercheck_search_individual ~267 tokens
Search individual stockbrokers and investment-adviser representatives by name via FINRA BrokerCheck — the regulator-published registry investors use for due diligence and investor-protection background checks. Returns matching individuals with CRD number, name, registration scope (active/inactive),

Fintel Discovery — Financial Intelligence for AI Agents
Delivers public regulatory and market data from 11 key sources such as FINRA, SEC, Census, FRED
DataNexus MCP
Public data intelligence for AI agents — CVE, compliance, patents, contracts, domains.
Advisorfinder
Search and vet SEC-registered financial advisors: profiles, disclosures, firm fees, credentials.
Sec Adv
SEC ADV / IAPD MCP — SEC Investment Adviser Public Disclosure (Form ADV) lookup
SiteCheck Crypto & Finance
128 pay-per-call agent tools: crypto, DeFi, on-chain and finance data tools. x402
MORVS
Keyless, read-only US public records for agents: SEC, FDA, enforcement, sanctions, market data.
KeyVex
US public financial disclosures for AI agents: Congress trades, SEC filings, FEC, lobbying, more
AdvisorIQ
CE rules for US advisors by designation and state, plus independent wealth RIA data, with sources.

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